A. less peaked.
B. equally peaked.
C. greater peaked.
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A. make their clients aware of all forms of manager compensation.
B. seek best execution for their clients in any circumstance.
C. diversify investments to reduce the risk of loss in any circumstance.
Bruce Smith, CFA, covers East European equities for Marlborough Investments, an investment management firm with a strong presence in emerging markets. For the purpose of compliance with the Global Investments Performance Standards (
), Marlborough Investments' total assets include:（）
A. only fee-paying discretionary assets.
B. both fee-paying discretionary assets and non-fee-paying discretionary assets.
C. all fee-paying and non-fee-paying, discretionary and nondiscretionary assets.
A. No.
B. Yes, because he distorted the price-setting mechanism of financial instruments.
C. Yes, because heartificially affected the trading volume significantly.
A. only all actual conflicts of interests.
B. only all potential conflicts of interests.
C. both all actual and potential conflicts of interests.
Carol Corky, CFA, is a senior portfolio manager for Universal Management. Universal Management manages five funds, each with a large-capitalization investment strategy. When choosing portfolios under its large-capitalization investment strategy for the purpose of achieving compliance with the Global Investments Performance Standards (), which of the following is most accurate Universal Management is most likely required to include:（）
A. all discretionary portfolios currently managed under the large-capitalization investment strategy.
B. all discretionary portfolios currently and historically managed under the large-capitalization investment strategy.
C. all discretionary and non-discretionary portfolios currently and historically managed under the large-capitalization investment strategy.
Which of the following is NOT a recommendation procedure without applying Global Investments Performance Standards () for compliance with the Standards of Professional Conduct relating to performance presentation（）
A. Provide performance information in a consistent and standard format for all audiences.
B. Clearly indicate when the performance record is that of a prior entity.
C. Include terminated accounts as part of performance history with a clear indication of the time when the accounts were terminated.
A. No.
B. Yes, by providing confidential program information to the public.
C. Yes, by compromising the reputation of CFA Institute and CFA program.
With respect to the Global Investments Performance Standards (), which of the following statements is least accurate Verification:（）
A. ensure the accuracy of composite presentations.
B. improve the consistency and quality of the firm's compliance presentations.
C. provide improved internal processes and procedures as well as marketing advantages to the firm.
A. Written complaints received by Professional Conduct staffs.
B. A violation report submitted by CFA examination proctors.
C. Internal investigations of members conducted by local CFA societies.
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